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NatWest Markets pleads guilty to U.S. Treasury markets fraud

NatWest will pay approximately $35 million in a criminal fine, restitution and forfeiture.

Former CEO of MG Capital Management charged with securities fraud

Eric Malley faces two fraud charges that could put him in prison for up to 40 years.

WWE faces class action lawsuit alleging securities fraud

The chief complaint in the litigation focused on WWE’s dealings with Saudi Arabia’s OSN television channel.

Fairfield man pleads guilty in $5M securities fraud case

James Trolice pleaded guilty in U.S. District Court in Newark, New Jersey, to charges of securities fraud and transacting in criminal proceeds.

Ex-Jeffries trader found guilty of securities fraud

Jesse C. Litvak also found not guilty on nine additional fraud charges.

Report: SAC Capital braces for investor withdrawals

Stamford hedge fund SAC Capital Advisors has reportedly informed its employees that it could be facing substantial client withdrawals this year in the face of increasing scrutiny from federal regulators.