Monday, December 5, 2022
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From hype to harness

With the SEC still drawing up new fundraising rules, Connecticut capitalists have yet to hitch up to the JOBS Act bandwagon.

JOBS Act schism

U.S. Sen. Richard Blumenthal and U.S. Rep. Jim Himes are on opposite sides on the merits of the JOBS Act.

Woes mount for Southridge

Southridge’s broker-dealer has been forced to close down, but that may be only the tip of the iceberg.

Credit availability inches forward

Despite an increase in loans, businesses say they still have trouble accessing credit.

Banks consider state charters

Connecticut regulators are quietly lobbying banks to dump their federal charters in favor of state regulation.

Under Dodd-Frank, state picks up oversight

More investment advisers are coming under the jurisdiction of the Connecticut Department of Banking.