Tag: LPL Financial
Ardsley investment rep suspended for forging client signature
Muratore forged the signature and initials of a J.P. Morgan Securities client on 18 documents, without the customer's authorization or knowledge, to set up the surrender of three annuities and the purchase of a new annuity.
Norwalk financial planner subject of securities arbitration filing
The law firm is seeking the return of investor’s funds, plus interest, attorneys’ fees and punitive damages.