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Tronox CEO takes leave of absence following SEC complaint

Quinn was appointed president and CEO at Tronox in December 2017.

Interactive Brokers reaches $38M settlements on anti-money laundering compliance charges

"We cooperated fully with our regulators in these inquiries," said a company spokesperson.

Weston doctor sentenced to six months on insider trading charges

Edward J. Kosinski, a former cardiologist at St. Vincent’s Medical Center in Bridgeport, used insider information to benefit when a pharmaceutical firm's stock price sank.

Weston doctor convicted of insider trading; faces up to 40 years...

Edward J. Kosinski, a former cardiologist at St. Vincent's Medical Center in Bridgeport, was convicted by a jury Tuesday in Hartford federal court.

SEC charges Stamford executive with insider trading

The Securities and Exchange Commission has charged an executive at the Stamford-based electronics company, Harman International Industries with insider trading in the company’s stock.

SAC executive guilty

Prosecutors get a their highest conviction yet against Stamford hedge fund.

Breaking: Feds indict SAC Capital

A federal grand jury has indicted SAC Capital Advisors L.P. and three affiliates on four counts of securities fraud and one count of wire fraud.

SEC files civil action against SAC’s Cohen

The SEC claimed that Steven A. Cohen "failed reasonably to supervise two of his senior employees," who are accused of engaging in insider trading.

Report: SAC Capital bracing for investor withdrawals

The Stamford hedge fund firm is bracing for investors to request the redemption of most of the remaining $4 billion in outside funds under management, according to multiple published reports.

Report: SAC’s Cohen gets grand jury subpoena

Hedge fund mogul Steven A. Cohen, founder of SAC Capital Advisors L.P., has reportedly received a subpoena to testify before a grand jury in relation to a federal insider trading investigation.

Level Global co-founder sentenced to 6 1/2 years in prison

According to court documents, Level Global made nearly $70 million in profits from a series of trades that were executed in 2008 and 2009 using non-public information about Dell Inc. and Nvidia Corp.

Hedge fund pays $21.5 million penalty

Level Global Investors L.P. agreed April 29 to pay $21.5 million to settle charges that its co-founder and several employees had engaged in inside trading of Dell Inc. and Nvidia Corp. securities.

Judge approves $602M SAC Capital settlement

A federal judge approved a $602 million settlement between securities regulators and an SAC Capital Advisors L.P. unit despite expressing his reservations over the language of the agreement.

Report: SAC Capital braces for investor withdrawals

Stamford hedge fund SAC Capital Advisors has reportedly informed its employees that it could be facing substantial client withdrawals this year in the face of increasing scrutiny from federal regulators.

Cohen, SAC thrive despite scrutiny

At least six individuals charged by the SEC in insider trading schemes since mid-2009 are former employees of Stamford hedge fund giant SAC Capital, with a seventh employee named but not charged with wrongdoing in a January 2012 case.