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Former employee Jacob Alpert accused Beal of not paying his bonuses for two years.
The Gabelli company claims that James Scanlon is sidestepping an agreement in a “blatant attempt to avoid FINRA as a forum.”
Fidelity believes the only way Nicholas Ruiz could have known how to contact former customers was by using the secret customer data.
The Financial Industry Regulatory Authority (FINRA) Investor Education Foundation and the American Library Association awarded a $100,000 grant to the Housatonic Community College Library, the Bridgeport school announced Feb. 25.