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FINRA seeks sanctions against Rye Brook broker Laurence Allen

Laurence Allen "devised and orchestrated an aggressive sales campaign to raise $10 million through the sale of securities in NYPPEX Holdings," FINRA says.

Interactive Brokers reaches $38M settlements on anti-money laundering compliance charges

"We cooperated fully with our regulators in these inquiries," said a company spokesperson.

Stamford’s REINNO looks to disrupt real estate investing with tokenization

“Most of our competitors just do the tokenization,” co-founder Barry Moniês says. “But we do that, plus we’re a lender, plus we’re going to be launching our own marketplace, a Craigslist for tokenized properties if you will.”