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12 state employees axed for non-compliance with Covid mandate

All 12 of the employees were still in their six-month probationary period, which allowed for their immediate dismissal.

Lamont takes wait-and-see approach as more state workers comply with vax...

about 96% of executive branch employees are now fully vaccinated or will submit to weekly testing, up from 93% on Tuesday.

Danbury Hospital pays $10,000 as part of ADA compliance issue settlement

The complainant will be compensated for $10,000.

Interactive Brokers reaches $38M settlements on anti-money laundering compliance charges

"We cooperated fully with our regulators in these inquiries," said a company spokesperson.

IBM in new financial crime-fighting partnership

IBM's David Marmer said the new pact will take advantage of its "AI-based anti-financial crimes and regulatory compliance management technologies."

Feds order Garelick & Herbs to pay $116K in back wages

"These types of violations can be avoided," said the U.S. Department of Labor's David R. Gerrain.

Succession planning is the key to the survival of a family...

In our third and final installment on labor, employment and benefits law issues unique to family businesses we discuss the importance of succession planning. A...

Social media finds investing

Financial advice in a phone-and-tablet world.

Delays plague Dodd-Frank rulemaking

As the July 21 anniversary of the bill’s signing approaches, we asked John Alan James, an authority in the field of regulatory affairs and compliance, to discuss what’s next for Dodd-Frank.

New Rules: Privacy on the forefront for Internet companies

Targeted advertising is widespread in the Internet marketplace today, but recent changes to the Federal Trade Commission’s (FTC) Children’s Online Privacy Protection Act (COPPA) should give you pause if your website or app is attracting children under age 13.

Connecticut Innovations invests in Monroe tech company

Connecticut Innovations invested $2.16 million in Monroe tech startup Continuity Control in the company's most recent round of fundraising, which closed late last month.

Ethics breed compliance, former federal prosecutor urges

James Comey, a former deputy U.S. attorney general and current general counsel of Bridgewater Associates, said companies should focus on ethics, and not just compliance.