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Broker sues Estate Motors for $2.5M arbitration award

An arbitrator ruled mostly in favor of United Galaxy Associates, but he also found that the broker’s conduct in renegotiating fees “shocking to the conscious.”

Gabelli and mutual fund executive fight over proper arbitration forum on...

The Gabelli company claims that James Scanlon is sidestepping an agreement in a “blatant attempt to avoid FINRA as a forum.”