GAMCO Investors to delist from NYSE, move to OTCQX

Greenwich-headquartered GAMCO Investors Inc. has given formal notice to the New York Stock Exchange (NYSE) of its intention to voluntarily delist its Class A common stock from the NYSE and to deregister under Section 12(b) of the Securities Exchange Act of 1934.

“Following the de-listing from the NYSE, we expect to provide liquidity to GAMCO”™s Class A stock shareholders by listing GAMCO Class A on the OTCQX platform,” said the company in a press statement. “GAMCO plans on filing a Form 25 with the U.S. Securities and Exchange Commission on or about Sept. 26, 2022.”

The company added that the last day of NYSE trading for its GAMCO”™s common stock will be on or about Oct. 6. Ninety days later, GAMCO”™s common stock deregistration is expected to become effective. GAMCO has filed an application for its common stock to be quoted on the OTCQX platform.